2023 Government Risk Awareness Week Day 2: State & Local Outreach Committee

The State and Local Outreach Committee is designed to promote ERM education and professional development by bridging federal, state, and local ERM government entities.  This involves creating an inclusive environment for exchanging ideas, sharing effective practices, and discussing common experiences for the betterment of all ERM government practitioners.

The Committee was developed out of national need to start involving various levels of government to start engaging in ERM best practices and educational opportunities.  By opening new channels and networks to all public entities that share in the critical need to manage their risks, the true value of ERM emerges for every level of government.  Federal government practitioners bring their maturity of experience to state and local practitioners; whereas state and local practitioners bring innovation and agile ideas that may benefit federal practitioners.  Bringing together all levels of government ERM practitioners for deep conversation and dialog will benefit all participants by increasing their understanding and awareness of ERM practices and approaches.

2024 will be a pivotal year for AFERM.  At the November Summit, AFERM will be announcing the first State and Local Outreach Committee Members to serve and represent state and local government entities implementing ERM across the U.S.  These positions include:

  • National Committee Chair
  • National Vice Committee Chair
  • National Committee Advisor
  • Western Regional Representative
  • Midwestern Regional Representative
  • Northeastern Regional Representative
  • Southern Regional. Representative

If you are interested in ERM or currently have a program and the state and local level, we encourage to reach out to us and join the state and local outreach group. We are here to build a coalition of ERM professionals at all levels of government. Regardless of where you are at in your ERM journey, our first mission is to just find you! To reach us, please visit us at AFERM’s website at https://resources.aferm.org/committees/

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2023 Government Risk Awareness Week Day 1: ERM Community of Practice

The ERM Community of Practice (ERM CoP) was created to provide an open forum for enterprise risk management (ERM) professionals from across the Federal Government. The ERM CoP was founded in 2017 after the release of the update to OMB Circular A-123 as a forum for federal employees in ERM to come together to share experiences and get and provide advice to each other. It is led by Treasury’s Deputy Chief Risk Officer. It is comprised of and operated entirely by federal employees from over 50 agencies. This group has been central in mobilizing ERM efforts for the Federal Government including writing and updating the ERM Playbook, creating a Federal ERM Maturity Model, and providing input into other various related guidance and regulations.

Past Highlights

Roundtable Discussions

  • Defining Risk Appetite
  • Integrating with Strategic Reviews and Strategic Planning
  • ERM Policy and Governance
  • Enterprise-level Risk Assessments
  • Office of Management and Budget (OMB) Circular Guidance
  • Strengthening the Connection with Strategy and Budget
  • Implications of Artificial Intelligence for ERM

Shared Risk Area Discussions

  • Hiring
  • Procurement
  • Security Clearance
  • Artificial Intelligence
  • Administration Transition
  • Cyber
  • Fraud
  • Environmental, Social, and Governance
  • Emerging Risks

Call for Action!

The ERM CoP welcomes federal employees who are ERM practitioners for agencies. Non-federal employees are not permitted to join, and the group does not include inspectors general. If you have interest in joining the ERM CoP, please reach out to Karen.Weber@treasury.gov or Andrew.Tiedeman@treasury.gov.

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2022 OIG’s Top Unimplemented Recommendations: Solutions To Reduce Fraud, Waste, and Abuse in HHS Programs

The OIG’s Top Unimplemented Recommendations: Solutions To Reduce Fraud, Waste, and Abuse in HHS Programs is an annual publication of the Department of Health and Human Services, Office of Inspector General. In this edition, they focus on the top 25 unimplemented recommendations that, in OIG’s view, would most positively affect HHS programs in terms of cost savings, program effectiveness and efficiency, and public health and safety if implemented.

Download the Checklist

Council of the Inspectors General on Integrity and Efficiency (CIGIE) Checklist Overview

This Checklist was discussed during the 2022 ERM Summit Session: ERM Audit Ready. The purpose of this exercise is to analyze the agency’s ERM capabilities as they relate to the CIGIE Inspectors General Guide to Assessing Enterprise Risk Management to more thoroughly assess capabilities and identify areas of focus for future development. Accomplishments and assessments should be considered on a combination of factors, including the agency’s risk profile, risk register, maturity model(s), as well as a SWOT analysis which may be done as part of the ERM team’s annual assessment.

Download the Checklist

Pre-Audit Readiness Tool (PART)

This tool was discussed during the 2022 ERM Summit Session: ERM Audit Ready. The purpose of PART is to foster discussion about programs and/or processes subject to audit and identify opportunities for improvement before an audit begins. The use of the PART can assist management in fulfilling its responsibility for monitoring their internal controls and evaluating the results to ensure they are operating effectively. 

Download the Tool

Risk Awareness Toolkit for Federal Risk Practitioners

 Tips for Raising Risk Awareness at Your Agency 

The Risk Awareness Toolkit for Federal Risk Practitioners is part of an ongoing collaboration between risk management professionals from the Enterprise Risk Management Community of Practice (ERM CoP), Association for Federal Enterprise Risk Management (AFERM), and AFERM Small Agency Community of Practice (SACoP). This document provides several tips for raising risk awareness and will expand in the future to contain examples and lessons learned from agencies’ successful risk awareness campaigns. Federal risk management practitioners are encouraged to leverage these tips and future examples, customizing them to align with their agency’s culture, norms, and other characteristics. 

Download the Toolkit

U.S. Office of Government Ethics (OGE) Strategic Plan

OGE is pleased to present its Strategic Plan for fiscal years 2022 through 2026. The Plan reflects OGE’s ongoing commitment to its important mission of preventing conflicts of interest in the executive branch. The Plan recognizes that consistency, accountability, leadership, and transparency are vital to the success of that mission. The Plan highlights OGE’s ongoing commitment to make ethics documents publicly available and a new commitment to reach a broader array of stakeholders to raise awareness of the systems and processes in place to detect and resolve conflicts of interest. OGE will use the Plan to determine its future work, set priorities, and measure success.
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A Conversation with Tom Brandt, Chief Risk Officer, U.S. Internal Revenue Service

What are benefits of pursuing enterprise risk management? How can risk management enhance agency decision-making? What is the mission of the Association for Federal Enterprise Risk Management (AFERM)? Join host Michael Keegan as he explores these questions and more with our very special guest, Tom Brandt, Chief Risk Officer, at the US Internal Revenue Service (IRS).

On Managing Risk in Government – A Research Portfolio

Risk is everywhere.

It is a condition of existence and government agencies aren’t immune from the slings and arrows of uncertainty. Risk takes many forms and continue to morph and transform with the pace of technology and the reality interconnectedness. It is a leadership imperative for government executives to mitigate the potency of uncertainty by managing the realities of risk and the IBM Center can help them…mitigate risk and make better decisions. Tackling risks requires the right tools and recognized best practices. Dr. Karen Hardy’s report outlines the fundamentals of enterprise risk management ERM in government…answering the how to and the why not? The first step in tackling risk is defining it and it isn’t always negative. Risk can present opportunities. Government Leaders can redefine risk as “uncertainty that matters” and Dr. Doug Webster and Tom Stanton can show you how… outlining practical steps to improving decision making using ERM. Many federal programs are at risk unable or incapable to achieving missions mitigating program risk is key to making government work better. Prof Donald Kettl report, provides a guide of steps risky federal programs can take to manage risk, improve results. Whether you face …. Integrity Risk Financial Risk Cyber Risks Or, risks associated with technological breakthroughs and disruptions…

This video provides an overview of many IBM Center for The Business of Government resources on risk.